Policy Patty Toolkit

Making the world a little more compliant one toolkit at a time.

Welcome to the Policy Patty Toolkit!

Risk, compliance, and policy programs are just some of the factors that determine the success of an organization. When you need to develop or enhance these areas of your business, turn to the Policy Patty Toolkit for assistance. We will work with you on creating efficient and effective solutions for your business needs. 

Take a look at the Toolkit page of this website, toolkit overview or send us an email for more information on how we can help your organization. 


09/19/17:  What To Do If Your Firm Gets Hacked And How To Prevent It - ARTICLE
Recent headlines remind us that cyber-attacks are becoming an ever-present issue for all sectors. Take a look at my article for the Adherence, LLC  team on facing and responding to such a threat.

09/15/17: Policy Patty Toolkit Adds More Tools
Take a look and see the new tools and guides that have been added .- check it out at patty1.selz.com

09/09/17: Policy Patty Toolkit Library - Checklists Series 1.0
Handy one-page checklists of key governance, risk, and compliance functions and activities are now available - Buy Now

09/08/17: Policy Patty Toolkit Library - Roadmaps Series 1.0 
Handy one-page overviews of key governance, risk, and compliance functions and programs are now available - Buy Now

09/01/17: Remote Access - Be Vigilant and Sensible
Article covers tips provided by the FTC on remote access and recommended principles for a policy on remote access. 

09/01/17:  REMINDER - T+2 Settlement 
The start of T+2 settlement is slated to begin on Tuesday, September 5. Read More on the
SIFMA website 

08/28/17: REMINDER - NY DFS Cybersecurity Regulation Effective
Check out the reminder from NY DFS on its cybersecurity requirements. I wrote about this regulation earlier in the year (

08/10/17  Featured Banner
Banner ad on the CCO Toolkit in this week's Corporate Compliance Insights newsletter; check it out - click here

SAVE THE DATE - Upcoming webinar hosted by MetricStream on policy management and rule changes - EVENT 
Read More 

Are Regulatory Rule Changes Factored into your Policy Management Process?
Date: Tuesday, September 26, 2017 | Time: 8 am PDT | 11 am EDT

Article covers the need for compliance leaders to assess their compliance functions periodically and provides practical tips on how to do so.
08/03/17 CCO Toolkit Series 1.0 - featured in financialish.com newsletter
08/01/17 Posted blog on LinkedIn - ARTICLE
07/27/17 CCO Toolkit Series 1.0 is here!
The toolkit is a compilation of guides and accompanying overviews on important compliance functions. Read more - click here or purchase the full set (click here)

Recent Blogs -see below and for a complete listing - click here