Welcome to the Policy Patty Toolkit!
Risk, compliance, and policy programs are just some of the factors that determine the success of an organization. When you need to develop or enhance these areas of your business, turn to the Policy Patty Toolkit for assistance. We will work with you on creating efficient and effective solutions for your business needs.
09/19/17: What To Do If Your Firm Gets Hacked And How To Prevent It - ARTICLE
Recent headlines remind us that cyber-attacks are becoming an ever-present issue for all sectors. Take a look at my article for the Adherence, LLC team on facing and responding to such a threat.
Take a look and see the new tools and guides that have been added .- check it out at patty1.selz.com
SAVE THE DATE - Upcoming webinar hosted by MetricStream on policy management and rule changes - EVENT
Are Regulatory Rule Changes Factored into your Policy Management Process?
Date: Tuesday, September 26, 2017 | Time: 8 am PDT | 11 am EDT
- SEC's Edgar system is hacked
- SunTrust charged with improper recommendations
- First-Ever National Study Finds Veterans Faring Slightly Better Than Civilians
- SEC issues risk alert on common advertising deficiencies identified in OCIE exams of Investment Advisers
- FTC issues guidance on service providers and their security measures